Self
Atman-Brahman, Psyche and Soul
An Essay by Derek Dey BA MRE © Sept, 2016
The Individuated Self:
individuation is the process in
which the individual self develops out of an undifferentiated unconscious and
transpersonal realm, seen as a developmental psychic process during which innate
elements of personality, the components of the immature psyche, and the experiences
of the person's life become integrated over time into a well-functioning whole. What
cannot be ignored is the infant’s early experiential world within the family triad and in
the mother-infant dyad where nature surrenders to nurture for a time.
What follows is a history of an idea which leads us to a scientifically bolstered view of
the self, not in isolation but as an attachment model.
. . . .
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To my way of thinking the self and the cosmos have been under examination from time
immemorial. One can only think of a dreamer lying out on the grass or on the sand at a
beach in the summer months well before the Greeks arose, contemplating the vaulted
wonder of the stars, his place in the scheme of things, and what feelings arose within
concerning the vastness above; the ripples of consciousness recorded in memory.
Ego, the term, emerges first from Vedic and Hindu philosophy. In Vedic it comes up as
Ahamkara. Certainly the term persists in the orient and is frequently thought of as an
impediment to higher states of consciousness; to the self in contemplation. Ego here
dates to around 3000 years ago. However when we say alternately Atman, which
roughly equates to self or soul, it never stands alone in Hindu philosophy rather it is
integrated to, and participates with Brahman; that is to say self and cosmos are viewed
as one if certain barriers formed by the ego are removed from thought and heart.
In Greek times the self is closely examined when rationality, emerging from the time of
Hesiod (c700), tends to demand it. His Theogony offers us a certain conscious
cosmology of which we are a part: “First of all Chaos, …but then Gaia the wide-wayed
Earth, …and dark Tartarus in the depth of the broad land and Eros, the most beautiful of
all the immortal gods.” I paraphrase but there is a sense of deep cosmological
belongingness and seeming reference to elements of the psyche, then he is the first
who mentions Eros whom Plato takes to transcendent beauty in his Symposium. It is
she, who goes on to supply beauty and the honest lure to the higher ground of
transcendent virtues and consciousness of the One. Later it will come again in the
Renaissance as a philosophy of art and even later in psychological theory, but Hesiod’s
pragmatism otherwise suggests self and community needs to be looked in to. His
brother, raised the issues of land boundaries and the legal status of the self in society.
So self also mattered as a key to what happened in personal growth and how it
functioned in the state.
Next, Heraclitus throws us Logos and in this he is pointing to a complimentary agency
for Eros even though Eros is not well configured in his works. It comes up as Phanta
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Rhei, or flow, or nature. Yet, Heraclitus states we do not stand alone, rather we belong
to a cosmos of ordered concerns and we are drawn to those things, which unfold in
cognition eventually. Logos establishes ideas or patterns for physis, nomos, ethos, and
telos, he says. Roughly speaking he taught the cosmos was an ordered aesthetic
proposition of great grandeur, and thought the nature of society and self should be
much the same. Physis was his cosmology, his nature and what we would eventually
call, quantum theory. Nomos became universal principles or political law when brought
to the ground; it gave us social order. Ethos could be viewed as the ethical self, so the
better one became the less fatalistic and deterministic principles became and the
happier we would be. Ethics were necessary; both liberating and as a social
requirement. Ethos as character and calling had much to do with self. And telos at the
end of the day supplied a sense of direction, a purposiveness tied to being and
becoming, in an individuated sense and as a broader cultural directive it became
meaningful. We grew up, discovered our talents, and through the expression of what
was good within, we found joy and added something useful and beautiful to the lives of
our fellow beings and our culture which went on down the road into an advance into
novelty and delight. Mind and cosmos here, participated with one another to bring into
existence virtues, whether some realize it or not. Of course Heraclitus questioned this
point and thought such principles were clearly evident but paradoxically only a few saw
it that way; few seemingly understood, so utopia had to wait for a bit.
This idea of Logos as an overarching principle flowed through Greek thinking. It was
touched upon by Parmenides, Anaxagoras, and runs through Pythagoras, to Socrates
and Plato, coming out as the notion of ‘Platonic Ideas’ and later as Archetypes. Self
after all, is concomitant to cosmos, community, and autopoietic systems, all of which
stood a chance of becoming sustainable and interactive. There were ideas above and
ideas below waiting to be expressed. We needed to understand such things so it is
Socrates who tells us, “The unexamined life is not worth living” (ὁ ... ἀνεξέταστος βίος
οὐ βιωτὸς ἀνθρώπῳ ). So it is up to us what we get up to, but what lies both below and
within, is seemingly the greater good and at core, thats what we seek. This anthem for
the age becomes both the examined self and the social contract, tied essentially to the
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new city state which needed new ideas and a whole self. It became a psychological
proposal in the broadest sense; a call to explore the fullness of the interior self, a call to
furnish the community with a creative and ethical voice, ensuring the state and its
culture persisted through time. A mind like this inhered to transcendent virtues and a
cosmology full of life. We were not just a brain. So free will, the irrational element of the
intuitive subconscious and the rest of the self dwelt together, and with nature:
Notwithstanding transcendent ideas might be mistaken for deterministic imperatives,
so therein lay the paradox. Were we a free self or not? Of wholeness, we ask, what is
freedom and ethical responsibilities? How does it all work?
It falls to Aristotle who searched for this self, the psyche, in more detail. He is usually
considered the founder of psychology in the West: but he was profoundly influenced by
his mentor Plato and latterly to the scientific method. Nevertheless, Aristotle posits the
idea of a psyche, mind and soul meshworked into the self. Plato had already supplied a
tripartite, interwoven and interactive mind but here it was as Aristotle saw it:
• The Logistikon: This was the intellect, the seat of reasoning and logic.
• The Thumos: This was the spiritual centre of the mind, and dictated emotions and
feelings.
• The Epithumetikon: This part governed desires and appetites.
The Ideas, and Heraclitean Logos, are not there explicitly. Aristotle for the most part
gave us earthbound empiricism but Plato had already suggested a healthy mind was
found when these three elements were in balance and referred himself first to the
heavens. Along with Ideas, this was important to his Republic, because these qualities
defined what he hoped would be the citizenship and leadership of the new city state.
Nevertheless, Aristotle thought about the good, an absolute standard often ascribed to
the ‘One,’ his ‘prime-mover’ who lay behind the notion of personal being. Thought and
behavior were ascribed to some notion of transcendent virtues but he came to focus
on behaviors on the ground which might determined personal happiness and his
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functional city. His work, Para Psyche was about being and the mind; nous as it was
often called. His, De Anima is probably better known as his main psychological text but
from there he understood the first entelechy, or vital principle, guiding the development
of existence or systems. Reason and body, proffered behaviors and more. He likewise
understood irrationality and unregulated impulses influenced humankind one way or
another, so that such desires composed and compromised the self.
For various dysfunctions he placed the arts at the center of his healing processes and
called that catharsis, where a good play would raise concerns, resolve them and
likewise carry his audience through their own dysfunctions and pathologies and leave
them at the end of the day on a higher plane. This theory of catharsis, which took a
pathological self back to the world of the good, comes up in his Poetics. Both the
whole self and the arts were circumspectly tied to virtues in this way, elevating the
person and elevating the social fabric to which such a person might belong. Although
there is much more to art he was touching upon a purpose for cultural events, already
defined at this early stage in the Western tradition. Art could, on a good day, elevate
the soul. Aristotle thereby, proposed the totality of the self as something he could posit
as a true self, a proposal, no doubt, which came to define his philosopher king; his true
leader; erudite, educated, moral, efficacious, and focused on the good.
. . . .
Somewhere along the line between the Greek world and now, Plotinus 204-270 spent
much time defining his sacred self and the, ‘divine mind.’ An early version of this, The
Ladder of Ascent, comes up with Climacus around 630 or so. Here, mind can be
elevated by ascending a ladder of consciousness to a transcendent realm in similar
fashion to the Vedas where an ascent to the sacred was proffered via meditation. The
same idea is arrived at in the Enneads (Plotinus) so contemplation opens to a quieter
more peaceful and sacral self, which rises through stages to a more serene spectrum
of consciousness; to beauty and to love. It leads the self by steps to transcendent
planes where the good abides. This vast, warm and concerned domain is written up
first as beauty, next as the ‘One,’ though one could argue just as easily for nature or
principles. A couple of terms have been applied to such a concept including, The Way
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Up and the Way Down in philosophy, and The Great Chain of Being in theology, which
is composed of a great number of hierarchical links, from the most basic and
foundational elements of creation up to the very highest perfection of the self in
participation with the numinous. Self and the ultimate ground are both considered. The
‘Great Chain’ also implies connectivity, a bit like synchronicity, or what I call deep
ecology. Meditation in the Oriental sense, raises the self similarly through stages to a
state of non-dual consciousness; to enlightenment, but Plotinus, was not talking about
an amorphous unitary consciousness per se, rather to a more defined sense of love,
heart, and personal belongingness with a father-creator and family of God, compelled
by these proclivities. Plotinus touched upon the nature of this self by looking at
epistemology (nous) and consciousness. Still, moving through this inner world of the
psyche, certain psychological processes needed further explanation.
Plotinus and others held to an optimistic notion that mind could embark on a journey
from a basic psychological and pathological proposals to an elevated stance, to the
divine mind. From there mind could easily connect to universal ideas of goodness and
to the ‘One’ from whence all had proceeded in the first place. Eastern mediative
traditions likewise took Atman (self) in contemplation, to a similar ‘higher’ and non-dual
sate, to Brahman. Yet Christian influence largely set up a negative image of this self. It
was “couched in sin” and dystopian by nature. Augustine historically takes much of the
blame for this but what he really said was, only the will was weakened therefore this
sinful self was redeemable. The will to do good was weakened but the core, the heart
of the self, still remained intact. It was not altogether hopeless, just gloomy. Sin came
some way to explaining the irrational drives too, but when the Renaissance arrived the
dystopian image was contested because it held back human and creative potential.
By Renaissance times there were already the seeds of two traditions in existence. The
fallen or compromised self was held in certainty by the Catholic Church but within
Renaissance culture there had to be something different. A flawed human could not
aspire to excellence, to high art, the novel, great music, poetry, and the architecture of
the new and to Civic Humanism touted as a pragmatic politic of concern. If fallen, none
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of these creative aspirations could fully be in him or her and none could aspire to the
heights of excellence and accomplishments the Renaissance revealed. The body of
work in the Renaissance landscape came to hold to the Greek idea of a, ‘canon’ of
beauty, a divine proportion established by Polykleitos around 500 BC and by the math
of Euclid who first talked about this as his, ‘golden ratio.’ Yet any form of nudity ideally
proportioned or not, to which the human form held to, was frowned upon by the
religious majority. Concupiscence, lust was considered a root for sin and the naked
form triggered the slide into this bottomless dystopian envelope.
In terms of ideas there was no easy reconciliation between church and the humanist
state so rebellion followed. It was mild at first and I’ll pick two thinkers here who came
to represent the new. The first, Pico Della Mirandola wrote, Oration on the Dignity of
Man, 1486. In it he justifies the importance of the quest for human knowledge. He
furthermore states God conceived from his desire another sentient being who could
appreciate all his works. The dignity of man therefore embraced the intellect, creativity
free will, and natural rights, including the right to explore knowledge without church
intervention or priestly interpretations. It was a, ‘rights of man document,’ and it
became the anthem for an era. It was a declaration that the human psyche and the
human self was dignified, creative, intelligent and free to choose but it left the church
thinking he had taken away the salvific might and efficacy of the Christ. Was He not the
only way to perfection - to real selfhood? So Pico was in trouble with Rome. Implicated
in all this is a question concerning the nature of the self. Rightly or wrongly Pico asks,
who shall occupy the cultural landscape and who shall not? Many were liberated by his
doctrine and within the arts, craftsmen rose to become genius. Pico’s work pointed to
man’s capacity for self-transformation and that man held to a symbolic reflection of the
divinity of God. Yet woven in to all this, whether Pico understood it or not, was a
pointer if you will, to humanism which would soon surge forward to Enlightenment and
to the subjective self. Likewise the Renaissance self revealed cracks.
In tandem, Marsilio Ficino synthesized esoteric traditions and philosophy with theology.
In a similar stance to Plotinus he suggested beauty elevated the mind to its divine
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stance and hence sought to take self and the arts heavenward. This idea, Platonic by
nature, influenced many artists, writers, sculptors, politicians and musicians, to use
ideas like these to reach for the sky. Mathematical and divine proportion in the arts
supported by beauty including a euphoric journey of ascent hoped to carry art and her
audiences to just such a liberating experience. The arts could then function in a
cathartic way leading one to heaven. It was not far off Aristotle’s notions on the arts but
Ficino took a restored Eros from Plato’s Symposium and told us again, this was true
beauty. It was this refined Eros, transcendent by nature, who led us to these wonderful
dimensions of exalted consciousness. We were lured, never forced and this was a
principle function of the arts which many adopted eagerly in their search for excellence
and purpose. Certainly from Botticcelli to Dürer, Michelangelo, Leonardo, Raphael,
Tesla, to Gafori of Milan, began to reveal just what excellence and beauty, based on
deep principles, could do. In spirit, in art in literature and song, man was tied to the
superlunar world of music and the other arts by means of its numerical and
proportional harmonies which reflected the harmonic structure of the universe; one
supposes the music of the sphere’s, was here given form. The Renaissance was
essentially a Neo-Platonic adventure. Christianity, his readings of Plotinus, Hermes
Trismegistus, and Plato all came together to offer a sense of beauty which became the
engine, which drove the Renaissance towards the virtues and excellence we can still
see today; and it was about immanence not just dreams.
A question was raised here and not fully answered. Was the self a pathological disaster
or did it hold to divine properties and move to what we might call the original self the
original mind and original creativity? Or did it go to ego, the subjective self and the
unresolved issue of irrational impulses? In this Renaissance period there was a window
of opportunity so we might come to terms with both these world views, whole and
pathological, but synthesizing these two visions, one utopian and the other dystopian
was a tough job.
When we move on to the Enlightenment period a humanist and seemingly utopian
perspective had already prevailed, though if we read Eric Voegelin it was gnostic by
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nature, meaning it involved a man-made paradise, which might not prevail for too long
because it lacked something essential in that model. Unresolved subjectivity and the
contaminated unconscious were left to smolder in the basement. Panpsychic thinkers
like Kepler and Leibniz, on the other hand, though marginalized, said something more
about the nature of the self. Kepler´s, Mysterium Cosmographicum, began to describe
the geometric and mathematical basis for the universe incorporating work he did on
Platonic solids. Pythagoras also comes to mind but he was pointing to quantum math
well before its time and positing a universe rich in mental-like properties and
mathematical harmonies to which we belonged. Leibniz was saying much the same
with his Monads, revealing more mental-like properties scattered throughout the
cosmos and functioning in harmony with the rest of the field. There was beauty here
and Leibniz briefly talks of mental states. Kepler mentions heavenly bodies influencing
human destiny too but little of psychology by its very nature, breaks the surface. One
could argue beauty here, from his mathematical harmonies and field consciousness
inheres to mind. It is an idea extracted from both cosmos and mind, but little more was
really said about such a self who might be a participant in all of this.
As the zeitgeist moved on, a more rational and empirical approach to what reality was
composed of and what mind and body were, began to emerge. Most of what was
perceived as being spiritual or mystical was placed on the back burner. Hume, often an
erudite thinker, took such a subjective approach to the self but he is limited by his selfcontained propositions rather than addressing the fullness and relatedness of the self.
His notion of self was more akin to an isolated ego and to pure subjectivity; to
opinions. Then much of this period became defined by Cartesian dualisms; that mind
and body are really distinct. Descartes reaches this conclusion by arguing that the
nature of the mind is completely different from that of the body and therefore he leaves
us with the classic mind-body-dualism still argued over today. As far as existence
mattered he mentions soul but he is more famed for his, “Cogito ergo sum” - I think
therefore I am. This conscious rationale, suggests we human beings are defined by
self-consciousness, where existence can be confirmed by a self-referal outcome. Yet
consciousness as sense perception and bodily affairs still lay separate, so the mind!9
body problem remained and the notion that the body was basically a machine
functioning separately from mind lingered on.
What the Enlightenment really sought was a self suitable to inhabit the European
Landscape, a social and competent self; the Greeks again who had sought a whole
and virtuous self well suited to their day to day running of human affairs. However
reason was not the only descriptor of self now and irrational impulses which remained
visible just as Aristotle and others had noticed before gave rise to an agency which
came to be called the unconscious; the dark ground upon which we stood. The
Romantics took it be so and did much to shape this thinking in their art and literature.
And the unconscious, becoming a German affair, was now tagged as such, just when
the German states were on the rise and urgently needed a well defined self belonging
to such an enterprise. Enter Fichte and Schelling.
. . . .
The ‘self project’ In the Enlightenment was about defining the ‘I’ empirically from a
humanist standpoint. However the German version, which followed, tended to embrace
Romanticism and transcendent idealisms. In the Enlightenment version the idea of self
tied to the ‘One’ or transcendence was unacceptable. Furthermore, if self was
harnessed theologically to the Divine Will it was restricted to moral constraints
determined from above. Self was not free. Theology was viewed as a deterministic
model and did not suit the Enlightenment way of thinking at all. In many ways when
Kant used the term, ‘moral imperative' this was also read as being deterministic. The
German states required a self essential to their day to day tasks, to nation building but
had to be assigned to both free will and ethical proclivities, whether transcendent or
not, yet not shackled by determinisms. So questions arose. These new city states and
loose federations, which would soon become Germany, called for persons of interest,
who stood out from the crowd ethically and held to free will. In their search the German
world largely came to established an affair with the Platonic idea and the Pythagorean
world of cosmic harmony. Germany was looking for citizens, rulers and educational
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models predicated to a whole self who belonged to a deep form of ecology, that is to
say, to Transcendental Idealism.
The next problem asks, whether self stood in relation to nature, that is, did it emerged
from processes of a deep ecology, or not? And if the self did then was it not subject to
more determinisms established by the laws of nature? Fichte picked up on this and the
first notion of the self was defined by self-consciousness. The unconscious seemed to
have more to do with nature rather than reason but it remained inexplicably irrational so
he seemed to have solved this by mostly skipping this vital realm and stuck to
subjectivity then according to his peers, made a mess of his self by default.
Fichte offers us a science of knowledge (Wissenschaftslehr 1801) which sought to
ground the self in the concept of subjectivity: "The pure I.” In all of this he posits the
self is basically self-consciousness and self-made. Any reference to the unconscious is
largely overshadowed by his focus on self-consciousness. He is running close to
humanist psychology where the term self-actualized was used later. In his model, Self
is therefore not bound by transcendent and limiting moral principles and it is not bound
by laws pertaining to nature or the dark ground of the unconscious but it is also not
tied particularly to relationships. The “I” is a solitary posture. Yet, he does posit a weak
philosophy of nature and leaves us wondering what our place in it might be. It is
inconclusive. Then he throws in his Philosophy of Right concerning his social theory.
He examines how the freedom of each and every individual is important but self as an
individual given to irrational unconscious material must be externally limited if a free
society of free and equal individuals is to be possible. If the “I” with its uncertainties
impinges on others how free can others and society be? He held to his self, which
becomes a social self despite its rather solitary posture, but it was a compromised self
roaming freely, erratically, not necessarily ethically. If nature imposed no laws this errant
self had to be limited by other means and that is where the state came in.
In all of this Fichte misses the point of community and rushes on to a social contract
run by the state. It is the state which will bring the self into compliance, to social norms
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whatever they were, and by whomsoever decided what these laws should be. Of
course who defines the state and its executive functions is another question not well
examined but after rejecting Kant’s mind-independent external causes of certain
sensations running through his archetypus intellectus, this transcendent and
unknowable Thing in Itself, he rejected the internalization of patterns of order and
wholeness which came with this. Internalized such patterns offered a systems theory
dedicated to ethical relationships polished through the education of the self; not
deterministic imperatives. Fichte says however; “Intellectual intuition,” archetypes,
cannot be sustained by finite cognition. Reason, he thought, does not support intuition
which is not reasonable in itself. The two are incompatible. The implication of this was
that if concepts did not have their source in cognition, then it was hard to see how they
could have any application to the sensory realm of worldly experience. Phenomenology
was all that mattered. The world of the irrational unconscious and transcendent ideas
could not be sustained by rational and scientifically examined thinking.
On the one hand Fichte broke the individual free from Kant’s unknowable transcendent
virtues of an archetypal nature, which he perceives to be both irrational and
deterministic as moral imperatives might be, and then nature whose laws likewise
diminish free will; then he has thrown his “Pure I” as a subjective self, into a form of
bondage to the state so that others do not suffer from the improprieties of this self. In
the end there is still no real freedom, no real self, just bondage to the moral and legal
constraints of the state in order for people to get along. Yet for Fichte his self remained
important just as education of the youth did for him in the period when Germany had
been defeated by Napoleon, yet not defeated ideologically. Germany needed to
rebuild, so a notion of self, and an educational model, to raise a new generation and
re-establish her nationhood as a fortress might was essential. Rebirth of Germany was
on his mind, but the subjective self, his science and subjectivity got him into a pickle.
Schelling, came in as a philosophical radical, a Proteus who did better but who also
had no solid science to help him. Indeed his Protean nature was well suited to the
exploration of what is called ‘the dark ground of our being’; the unconscious as the
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Romantics had named it. This mysterious dark ground was linked to Romanticism and
to Kant’s, “Intellectus Archetypus.” This intuitive mind is set against the Intellectus
Ecytpus (reason) in his Critique of Judgement. The ‘archetypes' function was
unfathomable to Kant’s way of thinking yet present in humankind as an agency within
the self. Schelling developed a system of transcendental idealism from this and from a
more suitable philosophy of nature whereby mind came to participate with a universe
rich in mental-like properties which fielded archetypes. Mind in participation with nature
came to define consciousness rather than the limited brain of the subjective ego. And
nature became a ‘deep ecology’ as used in this essay. Here was his unconscious.
Schelling’s Naturalphilosophie, tells us the unconscious is tied to nature. Here is the
dark ground of our being and this is more than simply saying we are irrational. That is
to say, he approaches the emotional and intuitive side of an extended epistemology,
which dallies with what comes later as a neuron to quantum theory. This field of
mental-like proportions held to virtues, holistic patterns, and dynamics, which helped
them to come into existence. A profound sense of belongingness to a cosmos in which
we dwelt then comes to mind. We could say the unconscious taped into the archetype
here. So this infinite regress running all the way down through some form of field
consciousness becomes a proposition somewhat deeper than Arnae Ness gave us in
his version. The idea was good, the science Spartan, and many think that is what
snookered his whole enterprise, for the time being. But it would come again.
Both Fichte and Schelling danced with Kantian ideas. Fichte revolved around the
mathematical categories of Quality and Quantity, Kantian categories and deterministic
laws of nature as he perceived it, whereas Schelling was at pains to show how Kant’s
dynamic categories of Relation manifested Plato’s eternal forms that permeates not
only human consciousness via the subconscious, but the entire organic structure of the
cosmos. And this included systems thinking; social constructs. The categories which
tied Fichte to reductionism and subjectivity however led to the deconstructionist works
which soon followed in the philosophies of the 20th Century. In this, no certainties
could be confirmed by the subjective self because it too was uncertain. He failed to
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see the whole self and its place within a cosmology, and as a ground for being.
Relation however, opened up to expansiveness, attachments and community.
Schelling redefined self as the productivity of nature. He is saying that nature may have
laws or principles but it unfolds in processes of becoming, it is never complete in itself,
and is an advance into novelty and consciousness. It is tied to the processes of
individuation so that nature is a ground for being and the unconscious is the primary
function of the psyche. The flow of nature is also found in similar processes in the self,
in the stages of growth and holds to choices. We can see why Heraclitus places Panta
Rhei against his Logos. We are left looking at underlying principles (Logos) which are
then expressed as flow or nature, presented to us as an aphorism that, ‘No man ever
steps into the same river twice.’ Panta Rhei flows as the stages of growth and life itself
does with change. Waters run the same course, the same bedrock, yet ever flow on.
Bedrock doesn't change here but flow does as constant change suggests. Nature
comes with differentiation and choice at higher levels of consciousness. Oriental
philosophy says much the same when presenting us with Li (the underlying order of
nature) which participates which Qi as the forces and dynamics of nature, which
change, and flow in life itself. Unchanging principles and ever changing fluidity are
written up all over the place. The Dao gives us dynamic Yang and Yin emergent from an
unchanging Way, for example.
Transcendental Idealism is a huge jump forward from the mechanical worldview and
the dualisms which went before. Then Schelling goes further by saying this absolute “I”
is self-conscious and the unconscious, which is introduced as the agency set as the
ground of the self, set as processes of nature and latterly moving into cognition. They
interact and there are no dualisms to think of. Conscious and the unconscious are
synthetic. This self is grounded and participates with a rich cosmology and still stands
free because within our occasions of experience there is free will. Ideas come and go
and there is time to pick and choose. Nature (ideas) infiltrates the unconscious and
move to rational consciousness. The process works in tandem to bring to us things
that become knowable. What we do with these ideas is then our business.
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This primary function of the unconscious comes to define psychological theory which
is now almost upon us as the 20th Century approaches. Nature, and here I think we are
looking at the Platonic idea or archetype, is woven into the properties of a cosmology
of consciousness. The conscious “I” is predicated to this underpinning of the
unconscious ground. What is at first vague or intuited in the unconscious ends in
conscious philosophical and scientific knowledge and in human creative endeavors:
“The I, is conscious according to the production, unconscious with regard to the
product.”- (Schelling SW 1/3, p. 613). Therefore the unconscious works with rational
consciousness together towards an end. From now the unconscious is not simply
irrational drives which detract from freedom but a ground from which an ontology
arises. Moreover irrational drives can be identified for what they are, set against
meaningful or transcendent virtues and patterns dedicated to growth.
. . . .
At the risk of oversimplification I will say Freud picked up on Fichte and CG Jung
picked up on Schelling, and on German aesthetics and transcendental idealisms. Karl
Hartman with his Philosophy of the Unconscious 1869 influenced Jung, as did others
including Kant, Goethe and so on. Jung, lest we forget, was a qualified medical
provider and a committed academic. So it is CG Jung who takes his examinations of
the self beyond philosophy and the intellect and crosses over into to the empirical, the
esoteric, to the Orient, and to a multi disciplinarian approach. Schelling’s picture of the
unconscious referred itself in part to Kant just as Jung did, so we find Jung named as a
child of Weimar and linked that way to German Classical Aesthetics.
Jung and Freud worked as a team for a short time. Freud otherwise strove to give us a
self liberated from religion, a free standing autonomous being who might be favorably
compared to Fichte’s “I” or Nietzsche’s Ubermensch; a superman. Freud touched on
Darwin, Brentano, Albert Moll, Nietzsche, Feuerbach, Charcot and lived in the Fin de
Siècle era, then deliberately set his self against religion as an Enlightenment
replacement for the transcendent self and called his theory, Metapsychology where he
posits a structural self in pseudo-religious terms set to dazzle. The structural
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architecture of Freud’s self was much less than the grand project he envisioned. Yet his
topographical model held to Ego, id and Superego.
Id, the unconscious, was filled, he said, with rage, perversion, and anxiety, so it didn't
bode well for creativity and it illustrates the first dualism in his theory. This
contaminated unconscious was set at odds with the ego and presumably the rational
and creative self, and it was populated by drives, which impinged on freedoms. The
rational ego is therefore attacked by the irrational and neurotic drives of his lower realm
of the Id. These drives, weak or strong, can be held in check by repression and when
the pressure builds can be sublimated he says, channeled into activities designed to
offer release from the unbearable tensions which build therein. But drives, do not a free
man make. Drives are mechanistic. Sublimation like this did little for civilization as he
noted. Irrational impulses which dogged the Enlightenment project were still not dealt
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with and creativity became a matter of sublimation rather than a pure act. That is to say
neuroses, pathologies and other problems set as drives dictated a need for the release
of pressure but because of cultural norms such things had to be disguised in
acceptable forms. This was icing on a cake gone bad. This pessimistic formulation of
the self, and pseudo-creativity found in the arts and culture was the best we get. We
are then presented with pessimism. He was not all wrong in this as we see looking
around us as such ideas colored and tainted the cultural marketplace through the early
20th century and on to this day. If there is little knowledge or discrimination over these
drives we can be led down the garden path quite easily.
Freud's topographical model is a contradiction; self at war with itself. Moreover we
have an isolated ego where ego-identity forming at 5 is how we become a self; a
subjective self dealing with the material world only. Freud had his reasons for making
certain assumptions like these whereby not much was said about self being a relational
proposition and where the timing of his ego-self was out of sync. Freud’s self emerged
at age 5 but later studies give a more accurate time as we shall see. Oedipal
pathologies, revealed in his letters, are also encoded from his family into his works.
Psycho-sexual development as theory puts it, confirms sexual instincts and libido lie
within the Id and become a life force in his thinking: but why?
Freud’s thinking is grounded in is his own roots, some of which became visible in his
period of intense self-analysis in 1895. This was when his Etiology of Hysteria positing
real abuse as the root of neuroses, shifted to his Oedipal theory, which said the child’s
wish, his fantasy world was the real roots of neuroses. Problems were not to be found
in actual abuse. But there seems to be personal denial here so he writes he disavowed
his father, calling him an abuser and pervert who damaged his own children:
"Unfortunately, my own father was one of these perverts, and is responsible for the
hysteria of my brother… and those of several younger sisters.” (Letter to Fliess, Oct 23,
1896) The Oedipal constellation, which he says is universal, is also no such thing.
Oedipal theory is an incest model and it too reflects his personal baggage. The
psychosexual theory of growth echoes his own trauma of a sexualized childhood rather
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than the broader developmental functions and agencies of the self. His
metapsychology stands in cold isolation, his subjective self is fatally flawed. His
proposals seem to emerge from his pathological history.
The id, remains catastrophic by nature and Freud goes on to further conflate his self by
adding yet another contradiction; his death drive. This drive mysteriously appears and
has never been clearly explained though it was renamed by Freudians as Thanatos.
Thanatos appears in his thinking when he was going through a life crises including
heart trouble, which his doctor reports and again later when he wrote it in 1923. It
challenges the life force. We see part of Freud’s struggle in a letter dated June 22,
1897, then In Freud on a Precipice, Robert Langs clearly portrays Freud as being
suicidal. The death drive is therefore not too surprising in this case.
But what of the mother we mentioned? From Freud’s works and letters his Oedipal
conflict becomes clear and there is his identity confusion regarding who his father
really was, which we will come to. The Oedipal world presents a hatred of the father
and a desire to take the mother incestuously. Freud therefore reports his own Oedipal
conflict when he says: ”I have found in my own case the phenomena of being in love
with my mother and jealous of my father, and I now consider it a universal event in early
childhood… If this is so we can understand the gripping power of [the Greek legend]
Oedipus Rex… “ - (Letter, October 1897).
There is more: the additional confusion over the father. Who is he? Freud wavered all
his life between thinking Jacob, his supposed biological father was, or his son Phillip
by another wife of Jacob was. Freud in fact recalls asking Phillip to stop giving his
mother babies at one point. Then in a famous Freudian slip we read: “Thus the relations
between our ages were no hinderance to my phantasies of how different things would
have been if I had been born the son of not my father but of my brother….” - (The
Psychobiology of Everyday Life.)
The unnatural bonding to the mother in an Oedipal scenario is only one stage of
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Oedipal dynamics. The second emerges as the murder of the father who is viewed as
competition for the mother’s love and this act opens up to a third element of talion
revenge, which sentences the murderer to death. In Freud’s case the sentence of death
was not passed but like Oedipus in the myth, he is blinded. He reports such a thing in a
dream at the time of his father’s own death when he is instructed to turn away from his
uncomfortable truths. Freud does so and becomes blind to abuse and in denial
formulates his psychology of infant wish and fantasy rather than accuse the father of
actual abuse. Like Oedipus, Freud is sentenced, blinded, and problems tied to his
family are never resolved, only to come forth again as he notes in this way;
“Unexpressed emotions will never die. They are buried alive and will come forth in uglier
ways.”
As Freud’s life unfolded the Oedipal triangle followed him through his life and works in
one way or another. It forms as a template. The triangle of two men vying for one
woman can be seen in his struggle with CG Jung and Sabina Spielrein. This trianglelike template defines much of Freud’s relationships and to disastrous effect as so many
jumped the Freudian ship because of such discord but it also shows up through his
portfolio and at the end of his life in Moses and Monotheism he posits two versions of
Moses one of which is murdered so that the other gets the girls of the tribe; girls being
a metaphor for the women in Freud’s life. He used this ploy before in, Irma’s Injection
Dream. Essentially this Oedipal template points to pathologies and an identity crises
which precludes Freud from offering us a clear idea of self. What additionally shows up
are his two fathers posing as Moses 1 and Moses 2. - Jakob and Phillip. The book was
not researched and had no support from whatever records there as he tells us, rather it
came from his family romance. He is drawing on his own unconscious record of his
confusion.
Freud leaves us with huge problems like these regarding the self and he also proffers
huge insights. His royal road to the unconscious, The Interpretation of Dreams 1900
otherwise offered us "dreamwork" in terms of opening a door to the primary processes
of unconscious thought. Latent elements in the unconscious became manifest, often in
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narrative form so that the work of the unconscious could be interpreted. Drives,
repression, object relations, defense mechanisms, repression, reaction formation and
so forth, also entered the language of psychology so not all was obfuscated; indeed we
shall follow object relations down the road of further development to Attachment
Theory and Affect Regulation. And we shall look at neuroscience which Freud worked
on but shelved in favor of his psychoanalysis, fearing that a biological explanation of
psychodynamics would unhinge his project.
. . . .
The ego is not the self. Freud had intervened in the important debates about aphasia
with his monograph of 1891, Zur Auffassung der Aphasien, in which he coined the term
agnosia (brain damage or defects ) and counseled against a narrow perspective of this
biological explanation of neurological deficits. He emphasized brain function rather
than brain structure gave rise to psychological dysfunctions and in doing so was
coming out in favor of his psychoanalysis rather than the neuron which he perceived to
be separate and merely biological. Biology was not psychoanalysis. This was another
Freudian dualism which didn't hold water for long.
This notion of biology comes up circumspectly in a partition of mind in Kant who
distinguishes between two possible forms of reason, the intellectus archetypus and the
intellectus ectypus. These patterns come up in the, Critique of Reason where the first
category points to a domain of intuitive dimensions; the unconscious. According to
Kant, the unconscious function, lies beyond human understanding. This means he
does not elaborate on the intellectus archetypus rather he is saying transcendent
issues are beyond us for the most part. Yet Freud opened the door on that with his,
Royal Road and developments of a psychobiological and transpersonal dimension
follows in CG Jung’s work, particularly when he teams up with Wolfgang Pauli, the
quantum physicist, who is famed for his, ‘Exclusion Principle.’ In letters to Pauli, Jung
rejects libido and says the life-force of the self is spirit and the transpersonal archetype
functions with mind. Pauli adds quantum factors to the equation.
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Jung tags Augustine for the term archetype and says the Platonic idea is the archetype
but he is aware in esoteric works such as that presented by Hermes Trismegistus, that
it comes earlier. Trismegistus talks about a mold or pattern as being archetypal;
blueprints for the creation and self. Still, by 1950 Jung has tied the function of what is
basically Platonic ideas to the neuron in what he calls the psychoid archetype. Pauli
and Jung follow with the, Atom and Archetype and the formulation of synchronicity, a
connected universe. We are in no doubt as to what is meant, that some form of
consciousness runs all the way down to the particulate level, and in addition the notion
of an acausal connecting principle (synchronicity) is thrown in to the mix by 1948. This
in turn tells us this conscious universe is connected throughout, meaningfully, and here
we have a base for a connected and conscious universe to which the self belongs.
Synchronicity and archetypes support the dynamics of the self.
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In Jung’s Red Book we read, “The experience of the self is always a defeat for the ego”
- p244. The self therefore becomes something more expansive than ego, which is not
bound by narrow terms of subjectivity, nor by classical epistemology, but to a wider
transpersonal and integral model. In Jung’s world, the ego is placed as only one
function within the circumference of the much larger circle of the self. The ego is a
functional agency of the self, which addresses the world of sense perception, our
phenomenological world and how we deal with it. Self on the other hand embraces
more; the broader unity of the personality including transpersonal concerns and
comes up in symbolically as the iconic mandala. The mandala is about wholeness and
individuation. It tells us that elements such as the circle and the square contained
therein offer masculine and feminine iconography, yet both were contained within the
broader outer circle of a transcendent principle. So all was related to a circle of broader
transcendent concerns. The task of individuation was therefore to integrate all,
experiences and transcendent issues, into the fabric of being. From this transcendent
and integral realm came his archetypes, as patterns, dynamics and potentials, not
determinants especially when free and spiritual creativity came into play.
Self was an archetype or dynamic pattern of wholeness, which Jung examined in Aion.
This was the Christ-Archetype so the idea of the Imago-Dei as a root for this pattern
was also factored in as an exemplary image of wholeness. Such virtues were attached
to this integral self and needed to be realized: hence individuation became a process of
nurture and growth whereby it was brought to life. Anima and animus likewise lay
within this self and were soul-images insofar as they were archetypal and agencies
which found their origin not in the history of humankind but beyond, as transcendent
universals. This Imago-Dei, or image of God defined as THEM, masculine and feminine,
was the updated pattern of the aesthetic universe. Logos as the same pattern, pointed
to psychological wholeness and it contained both masculine and feminine images;
hence the solitary Christ was updated to a marriage theme and to Logos and Eros
(found in The Red Book), as a theme of participation and balance. Marriage as a
Psychological Relationship and his, Mysterium Coniunctionis also talks about synthesis
and harmony of opposites; marriage as a relational and fecund proposition rather than
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conflict. That is to say, he understood that male and female, anima and animus, Yang
and Yin, are all eventually thrown into synthetic processes, rather than leaving
masculine and feminine to their own devices where serious imbalance and pathologies
will come about in both.
Jung is fond of the term individuation and says: “In the last analysis every life is the
realization of a whole that is, of a self, for which reason this realization can also be
called “individuation.” (CW 12 para 330) These archetypes and their attendant dynamic
natures therefore offer anima as a feminine element lying within the male and animus
as a masculine agency inhered to the female. It would not be wrong to take anima and
animus to the Yang-Yin model found in the orient, and to the creative powers of the
dynamic and harmonious synthetic powers of generativity and complementarity
extracted from the I-Ching, which Jung wrote a commentary on. Li and Chi likewise
offer an ultimate principle where this vital force of Chi (Qi) emerges to offer us flow,
change, and growth; the dynamic world of nature, so here is another expression of
much the same thing. This world of seasons and flow gives us the huge variety we see
in species yet holds to constant proclivities; principles are individuated into unique
expressions. Indeed the creative self is defined this way by its masculine and feminine
psychic interplays.
No creativity can emerge from a single and solitary agency unless it is defined by such
harmonious and purposive dual-characteristics. If everything were the same then
nothing would happen. There is always some version of polarity yet not set in war or
antagonism, nor even in Hegelian synthesis-antitheses, but in clear harmonious
purposiveness. Self is likewise a creative proposition where conscious and
unconscious work in flow and in harmony together. Jung’s unconscious to conscious
model is therefore very different from Freud’s conflicted and closed trash-can idea.
James Hillman, a Jungian, went to great lengths to explain archetypes and ideas had
to made real, to be grounded in life otherwise they were useless. This was particularly
true of the Christ Archetype which came up in Jung’s mind. It was a nice idea, a
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pattern of an original self and altruisms, but if not lived out it was just that, an
unrealized archetype left floating in the world of dreams. Hillman explains the archetype
of the self also unfolds int character and calling; a clear sense of self and works.
Individuation therefore meant becoming, so human potentials and spiritual proclivities
had to be translated into one’s personal meaningful existence, indeed into identity and
a sense of what we have come to do and to realize as our value in the world. Self in
participation with his archetypal world, was likened by Jung to the idea of AtmanBrahman where self as Atman inhered to Brahman, to the transpersonal, but then it
had to address immanence in the relational, real and tangible, social and psychological
world. We did not live in mystical isolation; there was community to consider.
. . . .
Jung took these archetypes then took consciousness all the way down to the carbon
structures of the body; his term for biology. Spirit, psyche, and matter, were indivisible.
The cell was a proto-conscious affair tied to neuronal structures. Psyche was
inseparable and interactive with the cosmos and it was a relational affair too. This
synthesis confirmed the notion of immanence. In part the big question of how mind
apprehends this conscious and archetypal universe was resolved in part but more had
to be done. In work with Wolfgang Pauli Jung introduces the term spirit as a life force,
not libido. Then from psychology, the new physics, and the neuron, Jung posits
consciousness running down from archetype to carbon. Body and mind are indivisible.
Mind and nature are married to one another. There is no mind-body dualism or selfworld dualism here but there is the psychoid archetype which provides us with a link
where the psychoid archetype serves the individuated self as a proto-consciousness
function. A form of field-consciousness is presented here which Bohm talks about and
as the scientist John Eccles proposed in 1995, where he suggests the neuron, a group
or psychon offering a critical mass and number for consciousness, participates with
quantum properties. From Jung’s, The Nature of the Psyche he says: “The archetype as
such is a psychoid factor that belongs, as it were, to the invisible, ultraviolet end of the
psychic spectrum. It does not appear, in itself, to be capable of reaching
consciousness.” (p 213) Then in believing the psychoid archetype is a bridge between
psyche and matter yet requiring processing by the self, he again suggests:
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“Since psyche and matter are contained in one and the same world, and moreover are
in continuous contact with one another and ultimately rest on irrepresentable,
transcendental factors, it is not only possible but fairly probable, even, that psyche and
matter are two different aspects of one and the same thing.” (p 215) Work from the
medical field of anesthesia has been significant in following this issue, suggesting the
protein based microtubules in the axon could function like a processor as they form in
a binary-like structure. But whats the point then? If a neuron or critical mass of neurons
picks up on field consciousness this would support the idea of archetypes to a point,
where ideas in the sky (skylore) as they were called by critics in Plato’s time now
became a lot less laughable.
But we are not finished with Freud. Freud’s rather thin, object relations serves as a
jumping off point. Freud gathered a number of well known disciples around him most
of whom rebelled against his system and left. Notwithstanding, Melanie Klein, picked
up on object relations and on what she called reparation; healing. The wounded soul in
her estimation had the capacity to re-establish creative impulses. The wounding was
an infant-bad mother affair so here was object relations from a dysfunctional
perspective where the mother is found lying as an unsatisfying object to the infant. The
problem was elicited by Freud but not so well; but when examining the rather
perfidious Oedipal mother even Freud sensed there was more to it. The real and helpful
mother lay somewhere behind. So there were good and bad. Whenever Freud thinks a
dream refers to his mother, he suggests that the dream refers to the Oedipal mother of
his family romance. Yet standing behind that figure of the seductive Oedipal mother is
the Pre-Oedipal mother.
As an Oedipal child, in analyzing and searching for the nature of the mother in her PreOedipal State, Freud cannot really find her. He resents the bad mother of Oedipal fame
but as Freud says, his interpretation never went far enough to reveal the concealed
other mother. “There is at least one spot in every dream at which it is unplumbable,” he
said, - “the navel as it were, which is a point of contact with the unknown.” - (SE 4:111,
The Interpretation of Dreams). He understood mothers of both stripes and from the bad
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he understood severe neuroses formed. This was also the stuff of Klein’s work, though
she saw hope in some form of recovery for the infant struggling with a bad mother.
Erik Erikson, as a Freudian, changed things substantially. Freud's psycho-sexual
growth stages tailed off at age 5 but Erikson broadened human development to other
tasks beyond ego-identity and extended the time period from infancy to old age. He
took an integrative view of life and suggested there was much more to this business
than just the exercise of one’s libido. For example, beyond Freud’s boundary lies the
late school age where the child is comparing his self-worth in relation to others. These
and other factors leads Erikson to suggest there is a competency-industry event taking
place which leaves a child with inferiority if failures mark this period; more healthy
growth if there is success. Likewise after 60 one can set wisdom and integrity against
despair, depending upon how life tasks and accomplishments pan out. Erikson’s work
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falls under the rubric of Psycho-social Development. In this sense it is a humanist
psychology which broadly takes a similar journey to Abraham Maslow’s work. Maslow
builds a pyramid of psycho-social events related to needs and where needs are met,
success marks the ongoing journey of life when the foundations of one’s existence are
solid. If so, we come to maturity and what he calls self-actualization. Good foundation
building therefore supports an emergence of a mature creative self where competency,
relationships, spirituality (his peak experiences) and specific personal achievements are
all hung upon the coat hanger of one’s existence. Psychology like this talks of his peak
experiences as a mature accomplishment and tends to be subjective when we
consider Maslow’s term self-actualized. If no man is an island however, selfactualization becomes a bit of a misnomer and he probably knew that. However most
of Humanist Psychology took into account real needs, notions like unconditional and
positive regard for others, and a full creative potential tied to a creative self. Humanist
psychology like this is sometimes called, Third Force Psychology.
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Heinz Kohut, emerging from World War 2, quickly realized a new definition of the self
was still needed if we were to rebuild healthy communities and culture. His SelfPsychology was rooted in object relations theory and therefore looked at the primary
relations in one’s life. Not surprisingly the mother-infant relationship came to the fore
but others who helped gratify and nurture the infant followed in these footsteps.
As far as the self was concerned the question of empathy with significant others came
to the fore, so self was not an isolated individual, rather self was a relational
proposition tied initially to the family triad and to self-objects which could be persons,
objects or activities, which come to support personal development. Developmental
needs became a question of empathic responses, mirroring functions, and
idealizations. Such idealization was a natural outcome of mirroring, particularly when it
was tied to a good mother but what comes out in the end is a sense of secure identity
and the idealizations and hopes that come with it. Healthy dreams, which an individual
might pursue in life, set the self up for robust sequential idealizations Such hopes and
dreams persisting through life were marked by healthy socialization factors and an
ethical stance of the self related well to primary and social relationships. Healthy
normative and creative developments flowed from such axes running through a healthy
triad and eventually extended themselves into the world. This self creatively and
adaptively encountered life and participated altruistically with the cultural landscape.
Donald Winnicott 1896-1971 also picked up on Object Relations Theory and added a
clear distinction between the good-mother, the good-enough mother and the badmother. There was a little more to life than simply drawing a line between black and
white but then he adds play. Play became essential to emotional health and bonding in
both adults and children. Self - a synthesis of ego and id emerges as a true integrated
or spontaneous self, or in failures a false self replete with attendant defense-masks
comes with rigidity. This self is usually made compliant to the expectations of others
and marked by cognitive dissonance. Nevertheless, it is a healthy family life which
brings us to an authentic self rather than a mere presence using various personas to
screen our wounded self.
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Winnicott’s healthy self develops in relation to others and the environment. The Self (or
subject) relates to ”Objects” in the unconscious and responds appropriately. "Objects"
here are usually images or internalized patterns of behavior of one's mother or father,
these being created at a formative and pre-rational stage of development which gives
these agencies and dynamics a power we sometimes don't fully understand as they lie
in the deepest layers of the neuronal mind. This is not quite the unconscious of
archetypal proportions per se but if a healthy ego develops, whatever is rising to
surface consciousness possesses few problems. Nevertheless a good father-mother
image supplies a point of healthy reference carried through life. To think that the
neuronal world and early experiences and patterns can be changed if dysfunctional, is
welcome. Strategies designed for revision and transformation of any negative
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wounding or trauma carried within are not set in stone. The neuronal mind is thought to
be plastic even late in life.
There were others such as William Fairbairn and Margaret Mahler who took child
development studies to new levels and examined the processes of life and early
growth closely (See: Studies of Personality and the separation–individuation theory of
child development) but for the sake of the essay Daniel Stern, in particular, transformed
the Freudian landscape with massive data taken from clinical studies. Remember,
Freud had no such studies to back up his theories; even his seminal case study on
Little Hans 1909, was done through a surrogate, the father Herbert Graf. But what
Stern gave us was a healthy or normative perspective on family, which he came to call
The Motherhood Constellation, the relational matrix of the mother-infant and the
processes of individuation, which took place within this constellation. He tells us that
with the birth of a child, the mother experiences a profound re-alignment in life. She
separates from her own mother and a new triad lying beyond the Oedipal triad comes
into existence. Now lying beyond any Oedipal pathologies, the Motherhood
Constellation, as a predominant and normative proposition, gives us a very different
picture of these primary relationships. Stern is deliberately addressing the Freudian
model and saying, ‘it isn't so.’ The pre-Oedipal mother can now be identified. Nurture
in the positive sense now births self-esteem, personal authenticity and healthy
communication with others from the early stages of infancy from the constellation.
Meanwhile across the pond, John Bowlby is saying much the same and roughly at the
same time. By the 1970’s Mary Ainsworth, in full support, already had studies out on
how attachments profoundly effected infant behavior. Children from the age of 12 to 18
months were studied where they were briefly separated from their mothers then
reunited. These studies (1978) revealed how infants responded from a secure
attachment base, and from an insecure or ambivalent foundation, so a spectrum of
good to bad mothers were involved. Attachments then revealed how good, goodenough and bad attachments affected infant behaviors and moreover how such
behaviors continued in later life. Ainsworth and Bowlby worked together on clinical
studies at Tavistock in London. Bowlby wrote a groundbreaking work on Attachment
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and Loss in three volumes with early studies dating to 1950 and his trilogy, which
arrived in 1969, following through to 1982, can be summarize here describing four
distinguishing characteristics of attachment depending on how securely they are felt:
1. Proximity Maintenance - The desire to be near the people we are attached to.
2. Safe Haven - Returning to the attachment figure for comfort and safety in the
face of fear or threat.
3. Secure Base - The attachment figure acts as a base of security from which
the child can explore the surrounding environment in safety.
4. Separation Distress - Anxiety that occurs in the absence of a healthy
attachment figure.
The central theme of attachment theory is that mothers who are available and
responsive to their infant's needs, establish a sense of security, this becoming a secure
base for life, whereby the child can explore his world without worry. An internal model
of relational security is created for the child, which becomes a source of reference even
in later years. Bad attachments cause distress and therefore life long problems like
anxiety, avoidance, relational ambivalence and hostility occur; defenses. In simple
terms the world becomes defined as relational and infants with a secure base move
from their secure self to good socialization habits. From a secure base, and a
normative family triad, the child feels free to explore the world in a meaningful, creative,
empathic, ethical and relational way. Likewise these ethics and virtues are inculcated
from the family triad and continue on the way through life. Oedipal pathologies in
contradistinction, open to dysfunctional, non-relational models, and narcissism which
serves no one. Moreover the Oedipal model belongs to a pathological family triad and
in no way address any normative standard.
In the light of advances in biology, John Bowlby started to fuse cognitive science,
developmental psychology, and evolutionary biology, to support his thesis. Bowlby’s
attachment theory has since become the dominant model of personal, social and
emotional development, but from there, another paradigm shift embraced more
advances in Biotechnology, imaging, noninvasive studies and clinical work in infant
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research. So it is from a full multi-disciplinarian perspective we now move to the
neuroscience of attachments which has come to be known as, Affect Regulation
Theory, where ‘affect’ means emotional agencies in the psychological world.
. . . .
Affect regulation evolves from Freud’s object relations and his work on neuroscience,
which was dropped for reasons which have already been explained. Hence, Affect
Regulation Theory comes to provide science which operates within the mother infant
dyad and the triad. It posits a, psychobioneurological theory, which begins to offer
scientific affirmations regarding attachment and growth lying between mother and
infant, though the father is also embraced at a slightly later stage. This would mean the
father’s influence is more widely felt from age three. Genetic factors have been
significant in some studies but genes do not specify behavior completely. Epigenetic
studies were available in Freud’s time, which he ignored. Perinatal and postnatal
environmental factors are now understood to play a critical role in the developmental
origins of the infant. The social environment, particularly found between mother and
infant, functions specifically in these growth models and has long and enduring effects.
Nature may be one thing but the detailed mechanisms whereby natures potential can
be realized is facilitated by nurture. There is also a timely shift in most disciplines from
Piagetian models of cognitive development, to psychobiological models of emotional
development. The primary force in attachment and affect regulation is emotional.
We now know the growth of the infant brain occurs in critical periods beginning in the
last trimester of pregnancy, continuing from birth through 18-24 months of age.
Myelination of the brain, a maturing process, forms a protein sheath around the fibers
or axons of neurons rather like insulation found on electrical wire, supports conductivity
and confirms the functionality and speed of communication between neurons. This
development is so rapid and extensive through this period, the brain takes on an
‘adult-like’ appearance by the end of the second postnatal year (18months).
Myelination tells us much but numerous other studies posit that the cellular
architecture of the cerebral cortex, for example, is in fact sculpted by bioenergetic
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input from the social environment and specifically from the mother with later input
following from the father. Of course behaviors come with the territory.
The basic premise of Affect Regulation tells us that the emotional bond between
mother and infant is crucial to development. In fact, when the child responds to the
mother in laughter, joy, excitement, and euphoria, as laughter sometimes reveals, these
behaviors result in the production of neurochemicals in the brain, which then become
the building components of the brains architecture. Data therefore specifically suggests
that this organization of the infant brain occurs in relation to another self and another
brain; the mother and infant dyad and the interplay between father and infant at a later
stage are all evolutionary factors in the regulation of the infant brain. Processes
supported closely by an attentive mother and father allow the infant to move from
attachments ultimately to self-regulation, to autonomy, personal identity and to an
ability to return from various emotional responses and tasks in life, to a state of
homeostasis. This type of self-control and return to psychological balance is called
self-regulation, which in turn becomes a descriptor of psychological health.
How does this work? By what mechanisms does the mind of an infant begin to unfold
from birth to an adult-like early function at approximately 18months? Our first
understanding must be what we already know, that emotions are the highest order of
expressions in bioregulations, which address development in complex organisms such
as human beings. More specifically, the human cerebral cortex adds about 70% of its
final DNA content after birth. So developmental sequences and bioregulation are
important. Both brain DNA and RNA syntheses continue from birth through the second
year to growth, then continue on in other stages. Genetic material is composed of
nucleic acids and their biosynthesis is mediated by a unique series of biochemical
reactions. From around the second month, for example, we have heightened processes
tied to the ‘ontogenesis’ of the brain. One function is known as the, hexose
monophosphate shunt. In biochemistry, this metabolic pathway converts glucose into
high energy compounds; NADPH (nicotinamide adenine dinucleotide phosphate) and
pentoses (5-carbon sugars) as well as Ribose 5-phosphate, which function as a
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precursor for the synthesis of nucleotides (basic structural units of nucleic acids i.e.
DNA). In short this biosynthetic function is observed in a critical period of RNA
synthesis, and expressions, which have been observed and where neurochemical
responses like these lead to growth in the infant brain. This all kicks in to high gear
when visual functions come online at this time.
Facial recognition and visual communication lying between infant and mother becomes
highly significant as the visual cortex comes online in infant development. Visual
communication is a well studied developmental factor, although there are others such
as the holding environment. Nevertheless, the mutual-gaze-transaction lying between
the two, comes to be a central engine of change for both mother and infant. Growth in
her infant implies adaptions, which need to be developed in the mother’s responses.
The mother’s face, mutual-gaze-transactions, and exited responses, amplifies positive
affect in the infant. Joy and excitation then promote cycles of neurobiological,
neurochemical mechanisms, and neurobiological development. Neurochemical
responses and subsequent neuronal growth are triggered during such events.
From early on neonates attend to their mother’s face and specifically by the age of 2-3
months the visual cortex and its functions in the infant has significantly increasing then
again a growth spurt comes at 8 -10 months when visual associations are linked to the
prefrontal cortex. With the visual cortex online, face-to-face recognition, mutual gaze,
non-conscious and spontaneous facial, and gestural communication begins in earnest.
Moreover in eye to eye contact the infant is focusing on the fovea at the back of the
mother’s eye which opens to her visiolimbic pathway, hence to the mother’s nervous
system. The mothers nervous system, accessed this way and supported by subconscious messaging, is understood to be a part of a functional, ‘stamping
mechanism,' a neural base of reinforcement and a type of downloading mechanism,
which transfers patterns of the mother’s mature brain and patterns of behaviors to the
infant. These mechanisms of regulation are also known to induce alterations in the
opioid peptides in the child which is another regulation factor leading to ACTH, a
hormone known to facilitate such imprinting. Opioids are well known to play an
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important role in attachment behaviors where they function to signal RNA sequences in
the cell, generate the expression of proteins leading to neuronal growth. These
changes in cells also contribute to the phenomena of a critical period of RNA
synthesis. So stages and specific tasks are therefore defined by a clear timetable
which functions within specific windows of neural plasticity. The idea of such imprinting
was already evident in Bowlby’s work. Looking at the gleam in the mother’s eye
therefore becomes more than folklore. Both brain development and behaviors
associated with specific areas begin to come into play from such attachments.
High levels of positive arousal give rise to episodes of what is called, affect synchrony,
whereby mother and infant learn to become sensitized to one another. These periodic
spurts of excitation occur in gaze transactions and begin as a visible cycle and repeat
in diminishing intensity through 5 sets. These episodes of joy, laughter and excitation
set in rhythmic episodes begins as a process where the mother becomes attuned, not
only to behaviors, but also to the internal states of the infant and to her own internal
responses to them. This ‘visual’ dialogue and the subsequent ‘merger experiences’
form as a mirroring transaction between the two, facilitates biosynthesis. The visual
imprinting stimulus, then assists the infant’s developing nervous system. The child's
growth patterns are therefore regulated ‘invisibly’ by the mother’s patterns in what
might analogously be called a downloading function where the mother’s more highly
developed mind is downloaded as patterns to the child’s developing brain. Subsequent
behaviors are a part of this transaction.
There are numerous operations within this biosynthesis model, however before leaving
these sequences it might be useful to note one more. A10 catecholaminergic neurons
originating in the Ventral Tegmental area of the lower mid-brain are involved in trophic
processes. Catecholamines, and a cohort of brain neurotransmitters, play a crucial role
in the control of growth producing neurons, which shape the architecture of the two
hemispheres of the brain. Catecholamines involve adrenaline, norepinephrine and
dopamine, so the two hemispheres develop in a noradrenergic inhibitory function and a
dopaminergic excitatory function. The noradrenergic inhibitory area comes to involve
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passive modes of coping, withdrawal, and other strategies in the reduction of stress
found in the left hemisphere, which is also orientated to language. Local growth spurts
naturally occur in the blood vessels, neurons, and connective tissues of the prefrontal
cortex especially in the early maturing right hemisphere. The right hemisphere and right
frontal area is our dopaminergic area, which is given to emotions and active coping
strategies. Hence the differentiation of hemispheres, their function and their mass is
established. The right side of the brain, from the amygdala, cingulate, the right
hemisphere and frontal area also shows greater development in our studies and
confirms again, that life is primarily an emotional business. Mind is predicated to this
primary emotional function and to the subconscious, as such a ‘foundation’ might
suggest. Naturally, both left and right hemispheres are in the business of
communication - they are interactive agencies. Communication functions through the
corpus callosum, estimated to consist of 200 million axons which integrate different
functions from one side of the brain to the other.
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Higher order reasoning in the brain develops from this specific hierarchical order
of development. It is a form and function architecture. ‘Windows of plasticity’ describe
the timing of processes so the timetable of events and growth spurts are quite specific.
The final development of hemispheres and frontal lobes in particular, represent a
control center sometimes described as, ‘the executive function.’ It both receives
information and regulates the system allowing us to engage in complex mental
processes. It is also a top down, bottom up system where other functions may take
primacy for a time. This 18 month window of development, of which we speak, brings
the infant to his first level of what we call an adult-like function, to self-regulation and to
an early sense of identity, self-consciousness and to the empathic considerations of
others. Indeed much of this notion of self and identity can be encapsulated in the
emergence of self-consciousness where an awareness of self to other forms as a
circuit extending beyond the self to one’s relational place in the world of social events.
Already from John Bowlby’s time the term imprinting was understood as an irreversible
stamping of early experiences upon the developing nervous system where the mother
acts as a, “Hidden regulator” of the infants endocrine and nervous systems. Specific
behaviors and responses also imprinted into the infant self is often called the protonarrative envelope; early experiences and the unfolding story of life, which when
recorded, continue to serve us as a reference into late years and sometimes
functioning in an unconscious way. Self-esteem, self-regulation, healthy socialization,
sequential idealisms, virtues, ethical and moral proclivities, are all established within
the good or good-enough mother matrix, and stored in this envelope (early
neurological layers) as a referential source for life. The development of the frontolimbic
system, the master-cylinder of brain functions, is therefore described as close if not
identical function to the ego-ideal described in previous psychoanalytic literature. This
is a realty principle, whereby we navigate our way through life and its vicissitudes. By
18 months a child can exhibit prosocial, altruistic, behaviors and finds an ability to
comfort or help regulate the negative affects or distress of others. Therefore empathy
which marked the mother infant dialogue becomes an important social regulator.
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Of behaviors, the question of shame looms large in these studies. Shame was attached
to the superego as a collection of formations characterized by cultural inheritance and
parental disapprovals. However this function is tied to the developing cingulate and the
time frame attached to it. Studies by Alan Schore tell us, neuroscience demonstrates a
right hemispheric dominance in the processing of unconscious negative emotion. This
is concomitant with the neurobiology of insecure attachments. Shame and
embarrassment are therefore first noted around 14 months and may emerge from the
substantial shift which takes place through the ‘late practicing period’ (12-18 months)
where the infant moves from the caregiver to they're early socialization experiences in
the world beyond. The infant may embark here, upon exploratory forays only to get into
some trouble. Yet on return to a good-mother the child is ‘re-regulated` and brought
back to a state of homeostasis. Return and regulation avoids the worst of shame and
embarrassment. Shame is sometimes used as tool, usually in small doses, in the
socialization period. However if there is some misattunement between mother and
infant, the psychobiological state of shame distress or anxiety may persist; may even
become toxic. Naturally shame can be inculcated through ‘the bad mother’ and other
traumatic experiences but within the dyad it can be reconciled, integrated and
managed if regulated. Otherwise shame is stored, imprinted and comes to display itself
in tactics of withdrawal, avoidance and other defenses. Shame is tied to the coming
online of the anterior cingulate cortex but responses to shame extend through other
regions of the brain and male and female differ in how they cope. In extroversion we
might find shame-rage occurring and in introversion shame-depression. Additionally
the cingulate area is also assumed to play a prominent role in the generation of moral
feelings. Healthy and manageable natural shame can just as easily act as a moral
compass for the self.
More on moral development: The regulation of infant related narcissism, aggressive
impulses, and shame-rage are also tied to neural correlates and to the principle of
regulation. Neural connections established between the cortex and hypothalamus
enables cholinergic axons to establish a cortolimbic inhibition of the hypothalamus.
The hypothalamus is currently linked to fear, defensive behavior, aggression and to
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various forms of healthy regulation. Therefore the development of this system in the
experience-dependent critical period, up to the mid-second year, reveals how the
caregiver mirrors regulation of rage-influenced narcissistic transactions to become
appropriately regulated by the child. External regulation offers the maturation of an
internal mechanism which transforms unmodulated rage into forms of aggression
transformed into physical activities such as sports and creative pursuits.
Tied to the psychoanalytic function of the ego-ideal (ego ideal: part of the superego)
are the ideals and ideas of perfection which the self strives to become. Identity is
therefore tied to the self, where character and calling strive towards perfection meaning
and satisfaction. In this we find the move to self-regulation in the late period acts as a
guide to the ego, indeed to the whole self in this manner. Hence self-esteem, self
regulation, socialization and self-affects act as a positive pull tied to life creating
images and internal goals for the child and later, for an adult to strive towards. These
are natural internal and appropriate goals and dynamics attached to the child's identity.
Moreover the emergence of empathy and altruistic behaviors become a prerequisite to
later social and moral development, which promote positive regard for others and
places the self creatively and appropriately into its cultural settings. Hence moral
behavior, character and calling, are related to ties of affect to the parents, then to
behaviors in the world. Accumulated experiences contributing to moral behavior are
related to the right hemispheric emotional imagistic processes involved in this cortex.
These pro-social and altruistic behaviors and the frontolimbic structural system now
identified as the ego-ideal function emerges at 18 months and are essential to the
adaptive and moral functioning of an individual within a broader context . Families
rooted in good tradition therefore serve the community with sustainability in terms of
confirming a moral order running through their progeny.
In the case of infantile sexuality and psychological gender identity, the development of
genetic systems and the increases in nucleic acid synthesis, influences gonadal
steroids. These hormones regulate gene expression and influence the maturation of the
cerebral cortex and organization of brain circuits. This gives rise to differentiation.
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Gonadal steroids influence parcellation and a resultant dimorphism of the frontolimbic
system. Therefore the ontogeny of permanent feminine or masculine circuitry begins to
appear. Gender identification thus emerges in the middle of the second year and if
supported well within the dyad and triad it will not give rise to shame, gender
confusion, or unregulated socioemotional functioning.
Input from the father occurs as early as the second year and also relates to gender
identity and the formation of the full transpersonal unconscious but certainly both
father and mother are both required in affect regulation processes. The infant’s third
year becomes significant for cognitive development tied to the approaching school
years. However the neural biology of emotion and regulation shows that, even at young
ages, emotional dysregulation inhibits the prefrontal cortex. We can say here cognitive
dissonance begins to appear. However the good father, supports and activates basal
areas of the brain, effects the control of aggressive social tendencies and moderates
such impulses through his mirroring. Attachment theory integrates fathers into the
theory as a secondary attachment and represents a child's needs to trust both
caregivers. Indeed if emotional dysregulation will interfere with higher order reasoning
and cognition the father is just as important as the mother. Secure infant-father
attachment is correlated with opening the child to the outside world, fewer behavioral
problems and higher levels of sociability in kindergarten, as studies have shown
(Verschuren & Macron 1999). The non-punitive establishment of dominance through
play with the father teaches children to follow rules along with the regulation of
aggressive and angry impulses. This is also predicated to authentic systems of control
and authentic selves in hierarchical positions otherwise a rejection or even revolt
against the inauthentic may take place. Nevertheless our old friend Winnicott could not
have put it better, telling us that play is more fun than discipline and functions better as
a developmental regulator.
To recap: a clearly marked hierarchical development runs from the amygdala (online at
birth ), to the cingulate (online between 3-9 months), to the cerebral cortex and frontal
areas, which come online at around 12 months then moving to adult-like functionality
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by 18 months. These markers denote the child's early maturing functions of the
hierarchical brain, behaviors and emergent identity. Developmental stages function
within specific windows related to bursts of neural plasticity and subsequent
development. Within the maturation process, the cingulate area becomes responsive to
social clues, shared pleasure states, or alternately, separation anxiety and
dysfunctional behavior when the good or good-enough mother is not present,
otherwise avoidant behavior emerges. If separation from the mother becomes too
stressful, or if the mother is in some way absent or in a state of missatunement, anxiety
and other problems including avoidance tactics form. If negative emotions are
regulated well however, a dynamic template mirrored by the mother becomes a model
for positive behaviors and individuated wholeness, which in turn adds positive input
into the social and cultural system.
The unavoidable influence of the father and mother, in helping the child self-regulate
and give shape to his dynamic psyche, take us back to the earlier psychology of Jung
who suggests feminine and masculine elements of the regulated self are universal
agencies, which form and develop through the processes of individuation and give rise
to a creative self. The self is then a dialogical proposition involving differentiated
agencies of unconscious to conscious, yet functioning synthetically and in creative
harmony. Jung, in fact, uses the terms anima and animus to denote these attributes so
from the biological roots of conception onwards, Affect Regulation proposals hold to
the idea of complimentary opposites. A more philosophical or spiritualized postulate of
a Yang-Yin synthetic propositions could be proffered here in support of the dynamic
nature and architecture of the individuation process and the architecture of the self.
The structure of the self therefore holds to dual characteristics, which function together
in support of a model of self-regulation, just as the primary unconscious and secondary
conscious model does as proposed in earlier psychoanalytic postulates and in most
psychological theories.
Such studies mentioned present us with food for thought regarding the universality of
such themes, as they are archetypal by nature and suit the patterns we have
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uncovered in such developmental theories of the self. The self can no longer be
successfully defined as an isolated psycho-sexual and subjective event as it was in the
past, nor can ego-identity be placed at the 5 year developmental marker. Self, selfregulation and identity, emerge in an ‘adult-like’ fashion by age 18 months along with
attendant virtues learned empathically on the way. Self forms from relational dynamics.
It is not a solitary project. Likewise the Oedipal model is not normative and Freud’s
hatred of father and sexualized mother is pathological.
CG Jung proffers the Christ Archetype as a virtuous and dynamic pattern for the self,
which affect regulation tells us, is formed within processes which have been described.
I would suggest the synthetic nature of masculine and feminine agencies supported by
a biological framework found in the family triad are part of Jung’s individuation
hypothesis where self is patterned on the regulations of both mother and father. More
work has to be done integrating transpersonal dynamics than found in this essay so
the transcendent function, Centroversion, belongs to another work.
Nevertheless the family triad is supported well as a certain and sustainable crucible of
virtues, ethics, creativity, and sociability. The psycho-social adaptions and patterns of
behavior emerging from this regulation theory, give rise to ethical proclivities and
personal ethical conduct, which persist and develop through the season’s of a man’s
and woman’s life. Sequential idealisms can also be added to this as a lure for the self
to pursue. The universality of this archetypal dynamic of the self has been noted to
belong to the Imago Dei. In this Jung reaches back into an archaic and persistent
collective record, where the Imago forms as a template concerning the father-mother
image, anima and animus, and other masculine feminine proclivities, including gender
differentiation. This is furthermore concomitant with other systems of thought tied
universally to the basic tenets of what has been touched upon in this essay. Ethical
norms and transpersonal dimensions open to how self, family and community can be
termed as an emergent and sustainable property of what I have come to call, a deep
ecology. The self in this regard is the fulcrum of all human activities. The Self does not
stand alone: self matters.
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